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Professionals is able to work with the management of licensed entities under
the Hong Kong Securities and Futures Ordinance on day-to-day compliance requirements
as well as providing practical regulatory and compliance advice on specific projects.
We can also provide hands on support to existing compliance teams. Our
Compliance Services include:- -Licensing
We
provide assistance, guidance and advice on the whole licensing process for Corporations
and Individuals. -Compliance
Manual
We provide bespoke manuals which are SFO compliant and also practical
for daily operations.
-Compliance Outsourcing
We offer retainer
packages which will suit the licensed entities' size and needs. -Compliance
Review
Our Compliance Review will provide an evaluation of the effectiveness
of the compliance system currently in place within your company. -Compliance
Solutions
We design innovative and practical business solutions which enable
your company to meet today's demanding regulatory regime. <
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